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Three, securing the right degrees of protection for consumers. They monitor how firms and individuals are meeting standards. Where serious problems arise they investigate and, if appropriate, discipline or prosecute those that have violated rules. Four, helping to reduce financial crime. Their work focuses on three main types of financial crime: money laundering; fraud, and criminal market misconduct such as insider dealing.
第三是為消費者提供適當程度的保護，監督公司和個人是否符合行為標準。出現嚴重問題時，進行調查。適當時，處分或起訴違反規定的人。第四是協助減少金融犯罪。他們的注在意力集中在3個方面：洗錢，詐騙，還有像知情者交易這種違法的市場行為。
